Regulatory Newsss

• 11/05/2020 - Summary of CySEC's Circular C386 

COVID-19: ESMA’s Public Statement regarding the conduct of business obligations under MiFID II - READ MORE

• 08/05/2020 - Summary of CySEC's Circular C385

ESMA extends the registrations of four trade repositories (TRs) to include securities financing transactions (SFT) reporting under the Regulation (EU) 2015/2365 (‘SFTR’) - READ MORE

• 30/04/2020 - Summary of CySEC's Circular C384 

ESAs Joint Guidelines on Cooperation and Information Exchange between the Supervisory Authorities of Credit and Financial Institutions - “The AML / CFT Colleges Guidelines” - READ MORE

• 16/04/2020 - Summary of CySEC's Circular C382 

Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse (‘SFTR’) – reporting obligation related to securities financing transactions (‘SFTs’) - READ MORE

• 14/04/2020- Summary of CySEC's Circular C381

Pillar III disclosures in light of COVID-19 - READ MORE

• 14/04/2020 - Summary of CySEC's Circular C380

COVID-19: ESMA’s Public Statement regarding the deadlines for the publication of periodic reports by fund managers – Other reporting obligations - READ MORE

• 09/04/2020 - Summary of CySEC's Circular C379

Population data collection by the European Banking Authority regarding the new prudential framework for investment firms - READ MORE

• 09/04/2020 Summary of CySEC's Circular C378

ESMA Guidelines on stress test scenarios under the MMF Regulation - READ MORE

• 09/04/2020 - Summary of CySEC's Circular C377

Actions to be taken with regards to Funds Digital Record (FDR) - READ MORE

• 07/04/2020 - Summary of CySEC's Circular C376

Suspension of redemption of UCITS and AIF units on 10 and 13 April 2020 - READ MORE

• 06/04/2020 - Summary of CySEC's Circular C375

COVID-19: ESMA’s Public Statements regarding the application of MiFID II/MiFIR - READ MORE

• 31/03/2020 - Summary of CySEC's Circular C373

New reporting/notification deadlines for RBS-F, Quarterly Statistics and Supervision purposes – Amending previous circulars - READ MORE

• 31/03/2020 - ESMA: Clarifications for best execution reports under MiFID II


• 30/03/2020 - Summary of CySEC's Circular C372

Payable annual fees for 2019 (Form 87-03-01) – Change of Deadline - READ MORE